Category Archives: Interesting Cases

BE CAREFUL: Don’t lose your attorney-client privilege due to email!

I’m sharing a thoughtful email I received from my friends at the law firm of Rooney Nimmo in New York City:

From CEOs and founders to file room folks, you may lose attorney-client privilege if using company email server. New York Court Rules that Attorney-Client Privilege is Lost if Otherwise Privileged Emails Go Through Employer’s Server.

In a recent decision in Peerenboom v. Marvel Entertainment, a New York court ruled that email communications between a client and his attorney are not privileged – and are subject to full disclosure – if they are transmitted through an employer’s email system that is “monitored.”

The case arose out of a subpoena to Marvel seeking the allegedly defamatory emails of its CEO, Perlmutter, regarding a dispute with the plaintiff over the management of the tennis club at their condominium.  Perlmutter objected on the grounds that some of the emails were between him and his attorneys and were protected by attorney-client privilege.  The plaintiff contended that under Marvel’s policy, all emails sent through its server by employees were subject to being monitored, and, for that reason, among others, the attorney-client privilege was waived.  The court agreed and ordered all emails produced.

Two general principles of U.S. law of privilege are important here.  One is that, unlike in some other countries, in the U.S. the attorney-client privilege belongs entirely to the client – not the attorney.  Second is that the privilege is generally deemed waived if the communications at issue are disclosed by the client to third parties.

The court considered four factors in deciding whether privilege had been waived:  Whether (1) the employer maintains an email policy banning personal or other objectionable use; (2) the employer monitors the use of the employee’s computer or email; (3) third parties have a right of access to the computer or emails; and (4) the employer notified the employee, or the employee was aware, of the use and monitoring policies.

Based on these factors – all of which were deemed satisfied – the court concluded that the emails in question had lost their privileged status.

Notably, the four factors can be satisfied without any evidence that the emails had actually been viewed or read by a third party.  There was no indication that any of Perlmutter’s emails were read by Marvel’s “monitors,” and none was required.

The court noted that “the use of one’s own personal home computer to communicate with an attorney on a private, unencrypted email account does not vitiate the attorney-client privilege.”

It should be noted this is a lower court decision and is subject to appeal but for now it stands as law.

Thanks to Rooney Nimmo, 800 Third Avenue, New York, NY 10022 for this information.
James Maisano, Esq.
(914) 636-1621

Criminalizing Free Speech in Ohio Political Campaigns

As an advocate against misguided government restrictions on freedom of speech, I was pleased the U.S. Supreme Court ruled unanimously on June 16, 2014 (Susan B. Anthony List v. Steven Driehaus) that the plaintiffs had standing to continue a First Amendment challenge of a 1995 Ohio law that allows for criminal penalties against those making false statements during political campaigns.

The dispute arose between Congressman Steven Driehaus and pro-life groups during his re-election campaign. The pro-life groups claimed that Driehaus’ vote for the Obamacare law was support for taxpayer-funded abortion. The Ohio Election Commission (“OEC”) found “probable cause” the statement was false. The Plaintiffs were then refused a reserved billboard site because the owner was scared of being sued. No further action was taken by the OEC or in a criminal court because Driehaus lost the election and withdraw his complaint, which raised the standing issue for the plaintiffs, although after the election Driehaus did file defamation claims against them.

The Supreme Court held that enforcement of the Ohio law caused a credible threat of harm to the plaintiffs’ political speech with Driehaus obtaining a probable cause finding (that could be viewed by voters as a final decision) without ever having to prove the falsity in a court of law. Additionally, a burden was imposed on the plaintiffs when they were forced to divert significant time and legal resources to respond to discovery requests before the OEC in the crucial days before Election Day. It was held the plaintiffs had standing to sue because “an allegation of future injury may suffice if the threatened injury is ‘certainly impending,’ or there is a ‘substantial risk’ that the harm will occur.” The law had been challenged in the lower courts as “unconstitutionally vague” and having a “chilling effect” on freedom of speech, but those courts held there was no “immediate threat” of injury.

This 1995 Ohio law makes it illegal to “post, publish, circulate, distribute or otherwise disseminate a false statement concerning a candidate in an election” and violators can be fined and/or sentenced to six months in prison (Ohio Election Law 3517.21). Complaints filed with the OEC must allege: (1) a statement to be false; (2) that the speaker knew the statement was false, or spoke with reckless disregard for the truth; and (3) that the statement was made with the intent of impacting the outcome of the election.

It’s shocking this Ohio law survived for two decades. While we all hope candidates remain truthful in campaigns, this law certainly restricts constitutionally protected political speech. No state should be allowed to set up arbitrary (as well as political or partisan) government “truth” panels to decide if campaign statements are false, especially if the law allows for criminal penalties. I don’t believe any government can fairly regulate whether campaign statements are true or false. Remember, the First Amendment case law grants political speech the highest protection possible.

I enjoyed reading a Cato Institute (a libertarian think tank in DC) amicus brief challenging the law. The entertaining political commentator P.J. O’Rourke drafted the brief with attorney Ilya Shapiro (see brief at:, and here are excerpts from the introduction:

“I am not a crook.” “Read my lips: no new taxes!” “I did not have sexual relations with that woman.” “Mission accomplished.” “If you like your healthcare plan, you can keep it.”

While George Washington may have been incapable of telling a lie, his successors have not had the same integrity. The campaign promise (and its subsequent violation), as well as disparaging statements about one’s opponent (whether true, mostly true, mostly not true, or entirely fantastic), are cornerstones of American democracy. Indeed, mocking and satire are as old as America, and if this Court doesn’t believe amici, it can ask Thomas Jefferson, “the son of a half-breed squaw, sired by a Virginia mulatto father.”  Or perhaps it should ponder, as Grover Cleveland was forced to, “Ma, ma, where’s my pa?” . . . After all, where would we be without the knowledge that Democrats are pinko-communist flag-burners who want to tax churches and use the money to fund abortions so they can use the fetal stem cells to create pot-smoking lesbian ATF agents who will steal all the guns and invite the UN to take over America? Voters have to decide whether we’d be better off electing Republicans, those hateful, assault-weapon-wielding maniacs who believe that George Washington and Jesus Christ incorporated the nation after a Gettysburg reenactment and that the only thing wrong with the death penalty is that it isn’t administered quickly enough to secular-humanist professors of Chicano studies. 

Many campaign statements cannot easily be categorized as simply “true” or “false.” According to, President Obama’s claim that “if you like your health-care plan you can keep it” was true five years before it was named the “Lie of the Year.” . . . There is no lie that can be told about a politician that will not be more damaging to the liar once the truth is revealed. A crushing send-up on The Daily Show or The Colbert Report will do more to clean up political rhetoric than the Ohio Election Commission ever could.”

I can list many political charges I hear in campaigns about which thoughtful people can disagree. Is abortion murder? Does gun control reduce crime? Is the death penalty a human rights violation? Is fracking harmful to the environment? Does raising the minimum wage reduce entry level jobs? I have friends that can argue over these questions for hours. If one of these politically debatable issues was the subject of a complaint to the OEC, it would be forced to interject its own biases and political views into its decision, which could remarkably lead to a criminal prosecution and jail sentence. If this law existed in New York with our rough and tumble campaigns, you could be sure political partisans would file frivolous complaints with the commission attempting to harass and wound opposing candidates if a probable cause finding could be obtained, with the complaint then dropped after Election Day.

I believe the Ohio law (and similar laws in other states) violates the First Amendment of our Constitution. The decision about the truth of a candidate’s campaign statements must be left to the voters. This case was sent back to the federal district court, which will hopefully strike down this unconstitutional law soon.

James Maisano, Esq.
(914) 636-1621


Interesting Posts From Other Legal Blogs

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I try to surf through several key legal blogs each week and wish to share a few posts I found interesting and helpful to my practice:

1) We all need “deep thought” to do our finest work but are limited by counterproductive multitasking at the office:

2) Attorneys need to be careful about check scams that wind up in our email inboxes:

3) Here are 5 closely watched US Supreme Court cases for 2014:


4) Twitter advice for attorneys and other business people:

5) Make sure your social media bios are updated regularly:


 6) Small firm are better at social media than big firms:



James Maisano, Esq.
(914) 636-1621

Properties Taken Through Kelo Case Sadly Still Sit Vacant!

This would be Susette Kelo's backyardFort Trumbull Street View 1

One issue where my legal and political views align is the use of eminent domain to take private property for private use. I am a vociferous opponent of this misuse of eminent domain and remain outraged that the Supreme Court sanctioned this property owner abuse in the now infamous case, Kelo v. City of New London, 545 U.S. 469 (2005). In Kelo, the Supreme Court held that New London could legally take non-blighted private property by eminent domain, and then transfer it for a dollar a year to a private developer solely for the purpose of increasing tax revenues. In reaction to Kelo, several states enacted laws to restrict the power of eminent domain when used to take private property for private use. I will never vote to allow eminent domain to be used to steal private property from Westchester homeowners for private development as a county legislator.

The last clause in the 5th Amendment to the Constitution states, “nor shall private property be taken for public use, without just compensation.” It is my view that the founding fathers never imagined this clause could be utilized to take private property for private use. At the time of the passage of the Bill of Rights and for the following 150 years, eminent domain was used only for clear public purposes such as building a bridge, highway, public park or government building. I do not believe the original intent of the eminent domain clause was ever to allow the raising of taxes through private development as a “public use.”

Therefore, I was interested to read an excellent post on one of my favorite legal blogs, The Volokh Conspiracy, that discussed the photos above, which show that the private property taken from the homeowners in New London still sits vacant to this day. It was supposed to be used for a Pfizer office building along with luxury condos, hotels, a conference center and retail stores. The plan fell apart, and the geniuses that ran New London left the city with vacant property producing zero tax revenue. Although, I must note the planned development was a sweetheart deal for Pfizer and developer for which they only had to pay $1 per year – what a disgraceful example of misguided corporate welfare. Here is the post, please visit the link and read it. Join me in opposing any such future abuses of property owners in our state and county.

James Maisano, Esq.
(914) 636-1621

5 Major Decisions Expected from U.S. Supreme Court Over Next Two Weeks

It’s been awhile since I have posted here, but it’s been a busy few months with my law practice, county legislator duties and launching my re-election campaign. However, like many attorneys, I’m a U.S. Supreme Court watcher, and June is always the most exciting month at the nation’s highest court. The Supreme Court is expected to release close to 20 decisions over the next two weeks, and we will have the opportunity to read major decisions on issues such as:

Arizona v. The Inter Tribal Council of Arizona, Inc. – Can a state pass a law to require proof of citizenship for voting? This holding may address the larger issue of the degree to which states are limited or preempted in regulating federal elections.  (NOTE:  This decision was released on June 17 – see

Fisher v. University of Texas at Austin – Do the affirmative action programs of the University of Texas admissions procedures violate the Constitution under Equal Protection Clause for discriminating based on race?

Shelby County v. Holder – Is Section 5 of the Voting Rights Act constitutional? Section 5 does not allow certain states to make changes to voting laws and regulations without approval of the Justice Department.

Hollingsworth v. Perry – Is Proposition 8 (Approved by California voters in 2008 to ban same-sex marriages) Constitutional under the Equal Protection Clause? There is also a question whether the petitioners have standing.

U.S. v. Windsor – Is the Defense of Marriage Act, which bans federal recognition of same-sex marriages, constitutional under the equal protection guarantee of the Fifth Amendment?

James Maisano, Esq.
(914) 636-1621
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